Graham Kennedy, Compliance Officer
With 30 years Financial Services experience both as an Advisor and in Compliance with UK Banks and large IFA Networks.
Graham is a flexible Compliance generalist and has a solid record of managing change. With an emphasis on IFA firms operating with both an Independent or Restricted offering he has a focus on the Quality of Advice Process.
His strong technical and analytical background is enhanced by concise oral, written and presentation communication skills.
Graham has a good understanding of the various IFA business models, large and small, which reflects a “hands on approach” to the workplace environment.
Graham prefers to operate with IFA firms which are directly regulated by the Financial Conduct Authority and has a sound appreciation of the commercial realities of the market place,